Module 6 - Compliance Group

Self Study

  • 6

    Lessons

  • 6

    Videos

  • 27

    Minutes

Overview

Gramm-Leach-Bliley Act

  • The Privacy Notice
    • - Customer copy / correct notice form/exceptions to the Privacy Notice
  • Safeguards Rule
    • - Corporate Compliance Officer
    • - Information Security Program
    • - Penalties

Fair Credit Reporting Act

  • Red Flags Rule
  • - Corporate Compliance Officer
  • - Identity Theft Prevention Program / steps for preventing a vehicle purchased with a stolen identity
  • - Penalties

Do Not Call Rule

  • Established business relationship
  • Policies regarding provided phone numbers/bird dog programs

Do Not Email Rule (CAN-SPAM Act)

  • Commercial email standards/opt-out notice obligations
AFIP Introduction
2min 8s
1 Video
NPI
6min 45s
1 Video
GLBA
5min 52s
1 Video
5 Documents
FCRA - Disposal Rule
4min 41s
1 Video
1 Document
Do Not Call
3min 44s
1 Video
CAN SPAM
3min 58s
1 Video