Module 6 - Compliance Group

Self Study

  • 6

    Lessons

  • 6

    Videos

  • 27

    Minutes

  • 1

    Webinar

Overview

Gramm-Leach-Bliley Act

  • The Privacy Notice
    • - Customer copy / correct notice form/exceptions to the Privacy Notice
  • Safeguards Rule
    • - Corporate Compliance Officer
    • - Information Security Program
    • - Penalties

Fair Credit Reporting Act

  • Red Flags Rule
  • - Corporate Compliance Officer
  • - Identity Theft Prevention Program / steps for preventing a vehicle purchased with a stolen identity
  • - Penalties

Do Not Call Rule

  • Established business relationship
  • Policies regarding provided phone numbers/bird dog programs

Do Not Email Rule (CAN-SPAM Act)

  • Commercial email standards/opt-out notice obligations

  • AFIP Introduction

    2min 8s
    1 Video

  • NPI

    6min 45s
    1 Video

  • GLBA

    5min 52s
    1 Video
    5 Documents

  • FCRA - Disposal Rule

    4min 41s
    1 Video
    1 Document

  • Do Not Call

    3min 44s
    1 Video

  • CAN SPAM

    3min 58s
    1 Video