Module 6 - Compliance Group

Overview

Gramm-Leach-Bliley Act

• The Privacy Notice
• - Customer copy / correct notice form/exceptions to the Privacy Notice
• Safeguards Rule
  • - Corporate Compliance Officer
  • - Information Security Program
  • - Penalties

Fair Credit Reporting Act

• Red Flags Rule
• - Corporate Compliance Officer
• - Identity Theft Prevention Program / steps for preventing a vehicle purchased with a stolen identity
• - Penalties

Do Not Call Rule

• Established business relationship
• Policies regarding provided phone numbers/bird dog programs

Do Not Email Rule (CAN-SPAM Act)

• Commercial email standards/opt-out notice obligations